UBS Asset Management Americas LLC

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UBS Asset Management Americas LLC ✚
CRD #	106838
SEC #	801-34910
CIK #	0001132716, 0000861177, 0000903954
AUM	$588.2 B (2026-03-31)
Employees	574 (45% Investors, 31% Brokers)
Phone	212-713-2000
Address	1285 Avenue of The Americas New York, NY 10019
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($T)
	Nvidia Corp	0.0
	Apple Inc	0.0
	Microsoft Corp	0.0
	Amazon Com Inc	0.0
	Alphabet Inc	0.0
	Broadcom Inc	0.0
	Alphabet Inc	0.0
	Tesla Motors Inc	0.0
	Facebook Inc	0.0
	Lilly Eli & Co	0.0
View All

Holdings by Sector ($T)

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
Other	Florida Gulfcoast Partners BL LP	2026-03-31		434.8
Other	Florida Gulfcoast Partners Multi-Asset Credit LP	2026-03-31		1,041.1
SA	Madison Park Funding Lxviii Ltd	2026-03-31		489.0
SA	Madison Park Funding LXV Ltd	2026-03-31		394.6
SA	Madison Park Funding Lxxiii Ltd	2026-03-31		597.0
SA	Madison Park Funding Lxxii Ltd	2026-03-31		593.6
SA	Madison Park Funding LXXI Ltd	2026-03-31		589.3
SA	Madison Park Funding LXX Ltd	2026-03-31		495.5
SA	Madison Park Funding LXXV Ltd	2026-03-31		597.5
SA	Madison Park Funding XL-R Ltd	2026-03-31		590.8
HF	A&Q Global Alpha Strategies Limited	[2025-08-27]	15.0	76.2
HF	A&Q Metric SPC - Capstone Defensive Strategy SP	2025-08-27		64.5
HF	A&Q Metric SPC - Alternative Multi Manager Access SP	2025-05-28		759.7
SA	Madison Park Funding Lviii Ltd	2025-03-31		485.0
SA	Madison Park Funding LXI Ltd	2025-03-31		410.3
SA	Madison Park Funding LXIX Ltd	2025-03-31		487.2
SA	Madison Park Funding Lxvii Ltd	2025-03-31		487.0
SA	Madison Park Funding LXVI Ltd	2025-03-31		684.7
HF	Private Strategies Select SPC - CABO Segregated Portfolio	2025-03-31		116.5
SA	Madison Park Funding Lxiii Ltd	2024-03-29		582.6
SA	Madison Park Funding LXII Ltd	2024-03-29		387.2
HF	A&Q Metric SPC - Centerbook Partners Global Alpha SP	[2024-03-27]	3.0	279.5
HF	A&Q Metric SPC - Calixto Japan SP	[2024-02-29]	4.5	88.0
HF	Nineteen77 Working Capital Finance Opportunistic Fund Master Limited	[2024-02-22]	124.0	2.7
Other	1 North All China Equity Fund LLC	2023-03-31		0.0
PE	DEP DUR LP	2023-03-31		34.5
PE	DEP Pet LP	2023-03-31		26.8
SA	Madison Park Funding LIII Ltd	2023-03-31		614.0
SA	Madison Park Funding LIV Ltd	2023-03-31		482.8
SA	Madison Park Funding LVII Ltd	2023-03-31		487.0
SA	Madison Park Funding LV Ltd	2023-03-31		574.0
SA	Madison Park Funding LX Ltd	2023-03-31		482.7
Other	US Grefs Parallel Fund LP	[2023-03-31]	29.8	20.7
HF	A&Q Select US LLC - Rockstar	[2022-06-29]	10.0	50.7
Other	1 North China A Equity Fund LLC	2022-03-31		0.0
HF	A&Q Select US LLC - HK Hedge Program	[2022-03-31]	49.2	7.7
PE	DEP CAA LP	2022-03-31		1.2
PE	DEP CAN LP	2022-03-31		18.0
PE	DEP CL LP	2022-03-31		28.3
PE	DEP Eye LP	2022-03-31		25.6
PE	DEP MH LP	2022-03-31		64.2
PE	DEP MT LP	2022-03-31		64.8
PE	Edition CLO Opportunity Fund II LP	[2022-03-31]	2.6	69.2
SA	Madison Park Funding LII Ltd	2022-03-31		471.8
SA	Madison Park Funding Li Ltd	2022-03-31		484.9
SA	Madison Park Funding LIX Ltd	2022-03-31		671.1
SA	Madison Park Funding L Ltd	2022-03-31		358.1
SA	Madison Park Funding XLIX Ltd	2022-03-31		711.6
SA	Madison Park Funding XLVIII Ltd	2022-03-31		444.0
SA	Madison Park Funding Xxxix Ltd	2022-03-31		709.5
SA	Madison Park Funding Xxxviii Ltd	2022-03-31		585.0
Other	US Global Real Estate Funds Selection LP	[2022-03-31]	1.7	200.8
HF	A&Q Select SPC - Food Delivery SP	[2021-11-02]	0.0	10.7
HF	PAE Limited	[2021-11-02]	6,680.9	520.9
HF	A&Q Metric SPC - Fir Tree Opportunistic II SP	[2021-06-07]	17.7	0.3
HF	A&Q Select US LLC - ePlanet Hedge Fund Solution	[2021-04-30]	120.8	5.7
SA	Madison Park Funding XLVII Ltd	2021-03-31		383.6
SA	Madison Park Funding XLVI Ltd	2021-03-31		662.5
SA	Madison Park Funding XLV Ltd	2021-03-31		427.7
PE	DEP IM LP	2021-03-30		56.0
PE	DEP RJ LP	2021-03-30		56.3
HF	Sumus Credit Opportunities Master Fund LP	2021-02-24		7.7
HF	A&Q Select SPC - Nextera Pension HF Strategies SP	[2021-02-03]	150.0	7.3
HF	A&Q Select SPC - Opportunistic Credit SP	[2020-08-29]	0.0	22.3
HF	A&Q Select US LLC - Opportunistic Credit	[2020-08-29]	232.6	6.3
HF	A&Q Select US LLC - Premier Access	[2020-08-29]	124.5	6.0
HF	A&Q Alternative Yield Fund LLC	[2020-03-30]	434.1	51.6
HF	A&Q Metric SPC - Global Opportunistic II SP	[2020-03-30]	133.3	94.0
HF	A&Q Select US LLC - RRLT	[2020-03-30]	80.0	1.1
PE	DEP AU LP	2020-03-30		76.2
PE	DEP Bo LP	2020-03-30		50.2
PE	DEP RL LP	2020-03-30		0.2
PE	Edition CLO Opportunity Fund LP	[2020-03-30]	0.0	11.6
PE	Edition CLO Opportunity Master Fund LP	[2020-03-30]	0.0	21.1
SA	Madison Park Funding XXXIII Ltd	2020-03-30		753.2
SA	Madison Park Funding XXXII Ltd	2020-03-30		770.7
SA	Madison Park Funding Xxxiv Ltd	2020-03-30		481.1
SA	Madison Park Funding Xxxvii Ltd	2020-03-30		578.2
SA	Madison Park Funding XXXVI Ltd	2020-03-30		761.7
SA	Madison Park Funding XXXV Ltd	2020-03-30		665.2
SA	One Eleven Funding III Ltd	2020-03-30		10.0
HF	A&Q Metric SPC - Global Opportunistic SP	[2020-01-16]	110.1	42.2
HF	A&Q Metric SPC - East Alpha Systematic Commodities SP	[2019-10-17]	14.3	118.6
HF	A&Q Alternative Yield Fund Limited	[2019-08-27]	39.1	56.6
Other	Dollar Senior Loan Master Fund II Ltd	[2019-03-29]	873.0	395.1
SA	Madison Park Funding XLIII Ltd	2019-03-29		771.4
SA	Madison Park Funding XLIV Ltd	2019-03-29		867.5
SA	Madison Park Funding XXIX Ltd	2019-03-29		577.6
SA	Madison Park Funding XXVIII Ltd	2019-03-29		531.0
SA	Madison Park Funding XXVII Ltd	2019-03-29		780.7
SA	Madison Park Funding XXXI Ltd	2019-03-29		770.6
SA	Madison Park Funding XXX Ltd	2019-03-29		579.9
PE	DEP EA LP	2019-03-28		3.0
PE	DEP GEI LP	2019-03-28		28.3
HF	A&Q Select US LLC - Broad Based Aggressive Portfolio	[2019-03-01]	3.9	55.9
HF	A&Q Select US LLC - Founders Portfolio 2018	[2018-11-01]	75.0	4.4
HF	Bucktown CPD LLC	2018-08-06		6.5
PE	ILS Property & Casualty Fund II LP	[2018-03-29]	14.5	19.3
SA	Madison Park Funding XLII Ltd	2018-03-29		449.0
SA	Madison Park Funding XXIII Ltd	2018-03-29		13.6
SA	Madison Park Funding XXV Ltd	2018-03-29		1.6
PE	DEP AC LP	2018-03-28		0.6
PE	DEP UI LP	2018-03-28		17.9
PE	MIP PA Cayman LP	2018-03-28		25.6
HF	A&Q Metric SPC - Emso Opportunity I SP	[2017-08-29]	0.0	4.5
SA	Madison Park Funding XXII Ltd	2017-03-31		773.7
SA	Madison Park Funding XXI Ltd	2017-03-31		10.8
SA	Madison Park Funding XXIV Ltd	2017-03-31		231.8
SA	Madison Park Funding XX Ltd	2017-03-31		407.3
LF	Select Cay Government Institutional Fund Ltd	2017-01-03		47.7
LF	Select Cay Government Preferred Fund Ltd	2017-01-03		276.6
HF	A&Q Special Opportunities Fund LLC	[2016-11-30]	206.7	5.1
HF	Samurai Active Allocation Fund	2016-08-23		47,491.5
PE	DEP OS LP	[2016-03-30]	4.3	27.7
PE	DEP PM LLC	[2016-03-30]	4.3	5.5
Other	Golden State Matterhorn LLC	2016-03-30		0.1
SA	Madison Park Funding XIX Ltd	2016-03-30		388.4
SA	Madison Park Funding XLI Ltd	2016-03-30		1.7
SA	Madison Park Funding XVIII Ltd	2016-03-30		11.1
SA	Madison Park Funding XVII Ltd	2016-03-30		432.4
SA	Madison Park Funding XVI Ltd	2016-03-30		0.1
PE	PB MBP IV Feeder LP	2016-03-30		0.7
SA	Atrium Xi	2015-03-31		662.9
Other	Copperhill Loan Fund I LLC	[2015-03-31]	150.0	236.7
PE	Credit Suisse China Harvest II Co-Investors LP	[2015-03-31]	3.9	3.6
SA	Madison Park Funding XIII Ltd	2015-03-31		2.3
SA	Madison Park Funding XII Ltd	2015-03-31		1.0
SA	Madison Park Funding XIV Ltd	2015-03-31		611.9
SA	Madison Park Funding XV Ltd	2015-03-31		0.0
PE	PB CEP IV Feeder LP	[2015-03-31]	19.1	19.1
PE	PB Landmark XV Feeder LP	[2015-03-31]	32.0	16.6
PE	PB Landmark XV Offshore Feeder LP	[2015-03-31]	7.7	3.8
PE	PB Strategic Partners RE VI Feeder LP	[2015-03-31]	36.5	27.3
PE	PB Strategic Partners RE VI Offshore Feeder LP	[2015-03-31]	4.3	3.1
HF	Cmers Low Beta LLC	2015-01-02		27.8
PE	Next Investors Access Fund LP	[2014-07-21]	42.3	8.9
RE	1 North Equity Healthcare Long/Short Master Fund Ltd	[2014-03-31]	32.5	52.2
SA	Madison Park Funding Xi Ltd	2014-03-28		1.1
SA	Madison Park Funding XL Ltd	2014-03-28		11.5
PE	PB Strategic Partners Feeder Fund IV LP	[2014-03-28]	452.4	24.0
PE	PB Strategic Partners Feeder Fund V LP	[2014-03-28]	106.5	103.1
PE	PB Strategic Partners Feeder VI LP	[2014-03-28]	353.6	275.9
PE	PB Strategic Partners Offshore Feeder VI LP	[2014-03-28]	46.8	35.9
PE	PB Strategic Partners Offshore Fund IV Investor A Ltd	2014-03-28		0.2
PE	PB Strategic Partners Offshore Fund IV Investor Ltd	2014-03-28		0.3
Other	Credit Suisse Senior Loan Investment Unit Trust for Qualified Institutional Investors Only	2013-08-28		158.5
SA	Atrium VIII	2013-03-28		0.1
SA	Madison Park Funding IX Ltd	2013-03-28		0.1
SA	Madison Park Funding X Ltd	2013-03-28		0.1
PE	PB GIP Feeder II LP	[2013-03-28]	34.7	22.8
PE	AI Special Co-Investors Master LP	[2012-10-17]	10.5	0.1
PE	China Co-Investors LP	[2012-10-17]	0.2	1.6
PE	China Spring Co-Investors LP	[2012-10-17]		0.9
HF	Separate Account QIS Global Multistrategy Segregated Portfolio	[2012-08-08]	78.0	0.0
LF	Select Cay Prime Institutional Fund Ltd	2012-07-11		165.5
LF	Select Cay Prime Preferred Fund Ltd	2012-07-11		158.9
LF	Select Cay Treasury Institutional Fund Ltd	2012-07-11		520.2
LF	Select Cay Treasury Preferred Fund Ltd	2012-07-11		712.8
HF	AI Special Co-Investors LP	[2012-06-29]		1.2
PE	China Harvest Partners LP	2012-06-29		11.9
PE	China Harvest PB LP	2012-06-29		1.9
PE	China Spring Partners LP	2012-06-29		12.2
HF	ILS Property & Casualty Master Fund Ltd	[2012-06-29]	2.0	118.0
PE	PB China Harvest II Feeder LP	[2012-06-29]	125.5	49.1
PE	PB China Harvest II Offshore Feeder LP	[2012-06-29]	26.0	10.3
PE	PB Gip-B Feeder LP	2012-06-29		4.1
PE	PB Gip-C Feeder LP	2012-06-29		7.0
PE	PB GIP Feeder LP	[2012-06-29]		26.7
PE	PB Hudson Clean Energy Partners Feeder LP	[2012-06-29]		0.4
PE	CFIG Co-Investors LP	[2012-03-30]	30.4	1.1
PE	Credit Suisse Emerging Market Credit Opportunity Fund LP	2012-03-30		36.5
Other	Dollar Senior Loan Fund Ltd	[2012-03-30]	818.2	604.3
SA	First Dominion Funding I	2012-03-30		0.0
PE	Global Infrastructure Co-Investors Cayman LP	[2012-03-30]		0.0
SA	Madison Park Funding III Ltd	2012-03-30		0.0
SA	Madison Park Funding V Ltd	2012-03-30		0.1
SA	Madison Park Funding XXVI Ltd	2012-03-30		1.7
PE	Masdar Clean Tech Fund LP	2012-03-30		0.2
RE	RECP III Co-Investors A LP	[2012-03-30]		1.5
Other	Senior Loan Fund Co-Investors LP	2012-03-30		1.2
PE	SP III Co-Investors Docklands LP	[2012-03-30]		0.0
PE	SP III Co-Investors LP	[2012-03-30]		0.7
PE	SP IV Co-Investors LP	[2012-03-30]	4.9	0.0
HF	A&Q Diversified Neutral Alpha Limited	[2012-03-29]	169.8	27.2
HF	A&Q Global Diversified Strategies Fund Limited	[2012-03-29]	219.9	13.8
HF	A&Q Global Diversified Strategies Fund LLC	[2012-03-29]	283.2	4.0
HF	A&Q Neutral Alpha Strategies Limited	2012-03-29		279.2
PE	UBS International Infrastructure Fund	2012-02-23		1,618.1
PE	UBS International Infrastructure Fund II	2012-02-23		0.0
LF	UBS Private Money Market Fund LLC	2012-02-23		388.6

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	326,365	95.9
(b) Individuals (high net worth individuals)	88,963	105.2
(c) Banking or thrift institutions	1,168	1.4
(d) Investment companies	62	96.2
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	360	184.4
(g) Pension and profit sharing plans	14	3.1
(h) Charitable organizations	2,743	4.3
(i) State or municipal government entities	141	9.4
(j) Other investment advisers	7	1.8
(k) Insurance companies	191	4.5
(l) Sovereign wealth funds and foreign official institutions	18	50.6
(m) Corporations or other businesses not listed above	13,703	28.5
(n) Other	49	2.9
Total	433,784	588.2
By Discretionary
Discretionary	433,738	563.9
Non-Discretionary	46	24.3
Total	433,784	588.2
By Non-United States Persons
Non-United States Persons		202.7
United States Persons		385.6
Total	433,784	588.2

Form D Directors	# Filings	# Firms
Jennifer Collins	231	47
Sophia Dilbert	109	44
Sean Flynn	165	41
George Bashforth	131	37
Ebony Mylesberry	93	36
Tammy Jennissen	136	28
Mark Cook	125	28
Julie OHara	116	28
Darren Stainrod	145	27
William Shaw	93	24
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0000861177]
SC 13G	[0000861177]
13F-NT	[0000903954]
SC 13D	[0000903954]
13F-HR	[0001132716]
3	[0001132716]
SC 13D	[0001132716]
SC 13G	[0001132716]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
OConnor A Distinct Business Unit of UBS Asset Management Americas LLC	Electra Battery Materials Corp	[2025-10-24]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC	Amrize Ltd	[2025-08-11]
OConnor A Distinct Business Unit of UBS Asset Management Americas LLC	Electra Battery Materials Corp	[2025-07-25]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC	Molecular Partners AG	[2025-07-17]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC	Sunrise Communications AG	[2025-07-17]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC	Novartis AG	[2025-07-17]
Credit Investments Group A Distinct Business Unit of UBS Asset Management Americas LLC	Altisource Portfolio Solutions Sa	[2025-02-26]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC	Clorox Co /DE/	[2025-01-24]
UBS Asset Management Americas Inc	Lyft Inc	[2024-02-13]
UBS Asset Management Americas Inc	Logitech International Sa	[2024-02-13]
View All

Form 3/4/5 Subject	2011 - 2026
O'Connor EQUUS
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM

Comparable Firms	State	AUM ($B)
Invesco Advisers Inc ✚	GA	749.5
MetLife Investment Management LLC ✚	NJ	563.8
JP Morgan Private Investments Inc ✚	NY	470.0
FIAM LLC ✚	RI	347.7
Guggenheim Partners Investment Management LLC ✚	NY	240.7
DWS Investment Management Americas Inc ✚	NY	199.7
Oaktree Capital Management LP ✚	CA	183.3
General Atlantic Service Company LP ✚	NY	125.3
Brown Advisory LLC ✚	MD	124.3
Iconiq Capital LLC ✚	CA	117.5

UBS Asset Management Americas LLC

Assets, Funds, Holdings