UBS Asset Management Americas LLC

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UBS Asset Management Americas LLC
✚
CRD #106838
SEC #801-34910
CIK #0001132716, 0000903954, 0000861177
AUM 588.22 B (2026-03-31)
Employees 574 (45% Investors, 31% Brokers)
Fees
Minimum
Phone212-713-2000
Address1285 Avenue of The Americas
New York, NY 10019
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram]
Total AUM ($B)
60048036024012001999200820172027
In the News
Tue, 16 Jun 2026 Intel Corporation $INTC Shares Sold by OCONNOR A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS LLC — MarketBeat
CIK Period
0001132716 0000903954 0000861177
Sector Form 13F Holdings Value ($T)
Nvidia Corp 0.0
Apple Inc 0.0
Microsoft Corp 0.0
Amazon Com Inc 0.0
Alphabet Inc 0.0
Broadcom Inc 0.0
Alphabet Inc 0.0
Tesla Motors Inc 0.0
Facebook Inc 0.0
Lilly Eli & Co 0.0
J P Morgan Chase & Co 0.0
Johnson & Johnson 0.0
Visa Inc 0.0
Advanced Micro Devices Inc 0.0
Mastercard Inc 0.0
Applied Materials Inc /DE 0.0
Wal Mart Stores Inc 0.0
Cisco Systems Inc 0.0
Netflix Inc 0.0
Micron Technology Inc 0.0
Home Depot Inc 0.0
AbbVie Inc 0.0
Costco Wholesale Corp /NEW 0.0
Lam Research Corp 0.0
Coca Cola Co 0.0
Procter & Gamble Co 0.0
Merck & Co Inc 0.0
Caterpillar Inc 0.0
 
 
 
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Type Form D Funds Date Sold AUM
Other Florida Gulfcoast Partners BL LP 2026-03-31 434.8 M
Other Florida Gulfcoast Partners Multi-Asset Credit LP 2026-03-31 1,041.1 M
SA Madison Park Funding Lxviii Ltd 2026-03-31 489.0 M
SA Madison Park Funding LXV Ltd 2026-03-31 394.6 M
SA Madison Park Funding Lxxiii Ltd 2026-03-31 597.0 M
SA Madison Park Funding Lxxii Ltd 2026-03-31 593.6 M
SA Madison Park Funding LXXI Ltd 2026-03-31 589.3 M
SA Madison Park Funding LXX Ltd 2026-03-31 495.5 M
SA Madison Park Funding LXXV Ltd 2026-03-31 597.5 M
SA Madison Park Funding XL-R Ltd 2026-03-31 590.8 M
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 326,365 95.9
(b) Individuals (high net worth individuals) 88,963 105.2
(c) Banking or thrift institutions 1,168 1.4
(d) Investment companies 62 96.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 360 184.4
(g) Pension and profit sharing plans 14 3.1
(h) Charitable organizations 2,743 4.3
(i) State or municipal government entities 141 9.4
(j) Other investment advisers 7 1.8
(k) Insurance companies 191 4.5
(l) Sovereign wealth funds and foreign official institutions 18 50.6
(m) Corporations or other businesses not listed above 13,703 28.5
(n) Other 49 2.9
Total 433,784 588.2
By Discretionary
Discretionary 433,738 563.9
Non-Discretionary 46 24.3
Total 433,784 588.2
By Non-United States Persons
Non-United States Persons 202.7
United States Persons 385.6
Total 433,784 588.2
Form D Directors Role # Filings # Firms 2011 - 2026
Jennifer Collins Director 232 47
Sophia Dilbert Director 109 44
Sean Flynn Executive Officer 165 41
George Bashforth Director 131 36
Ebony Myles-Berry Director 93 36
Mark Cook Director 125 29
Tammy Jennissen Director 137 28
Julie O'Hara Director 118 28
Darren Stainrod Director 145 26
Philip Dickie Director 109 23
View All
EDGAR Form CIK 2011 - 2026
13F-HR [0000861177]
SC 13G [0000861177]
13F-NT [0000903954]
SC 13D [0000903954]
13F-HR [0001132716]
3 [0001132716]
SC 13D [0001132716]
SC 13G [0001132716]
Form 13D/13G Filer Form 13D/13G Subject Filed
OConnor A Distinct Business Unit of UBS Asset Management Americas LLC Electra Battery Materials Corp [2025-10-24]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC Amrize Ltd [2025-08-11]
OConnor A Distinct Business Unit of UBS Asset Management Americas LLC Electra Battery Materials Corp [2025-07-25]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC Molecular Partners AG [2025-07-17]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC Sunrise Communications AG [2025-07-17]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC Novartis AG [2025-07-17]
Credit Investments Group A Distinct Business Unit of UBS Asset Management Americas LLC Altisource Portfolio Solutions Sa [2025-02-26]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC Clorox Co /DE/ [2025-01-24]
UBS Asset Management Americas Inc Lyft Inc [2024-02-13]
UBS Asset Management Americas Inc Logitech International Sa [2024-02-13]
View All
Firm Profile (Form ADV)
Discretionary AUM$137.6B
Clients17 (1 non-US)
ServesInstitutional, Retail
Fund TypesHedge Fund, Private Equity, Real Estate
LEIF88SLSBEMHN5FUSNRO91
Related People Network
72 people file Form D offerings alongside this firm's people, tied to 29 other firms through shared filers.
Form 3/4/5 Subject 2011 - 2026
O'Connor EQUUS
UBS OConnor LLC
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