|
⚲
|
| Wellington-Altus USA Inc
✚
|
|
|---|---|
| CRD # | 297314 |
| SEC # | 801-113668 |
| CIK # | |
| AUM | $35.6 MM (2023-03-03) |
| Employees | 42 (81% Investors, 0% Brokers) |
| Phone | 888-315-8729 |
| Address | 201 Portage Avenue Winnipeg Manitoba, Canada |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 58 | 6.9 |
| (b) Individuals (high net worth individuals) | 33 | 28.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 118 | 35.6 |
| By Discretionary | ||
| Discretionary | 118 | 35.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 118 | 35.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 8.6 | |
| United States Persons | 27.0 | |
| Total | 118 | 35.6 |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Wellington Management Company LLP
✚
|
MA | 1,204.7 |
|
Wellington Management International Limited
✚
|
101.3 | |
|
Wellington Alternative Investments LLC
✚
|
MA | 43.4 |
|
Wellington Management Singapore PTE Ltd
✚
|
29.4 | |
|
Wellington Management Japan PTE Ltd
✚
|
19.0 | |
|
Wellington Management Hong Kong Limited
✚
|
13.4 | |
|
Wellington Funds US LLC
✚
|
MA | 5.2 |
|
Wellington Shields Capital Management LLC
✚
|
NY | 1.0 |
|
Wellington Consulting Services Inc
✚
|
VA | 1.0 |
|
Wellington Shields & Co LLC
✚
|
NY | 0.4 |
|
Wellington-Altus USA Inc
✚
|
0.0 | |
|
Wellington Management Co LLP
✚
|
MA | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Parlin Advisors LLC
✚
|
NY | 0.0 |
|
Anchor Capital Management LLC
✚
|
NY | 0.0 |
|
J Mandwelle Capital Strategies LLC
✚
|
NY | 0.0 |
|
Secure Investment Management LLC
✚
|
AZ | 0.0 |
|
New Amsterdam Wealth Planning
✚
|
NY | 0.0 |
|
Beck Asset Management AG
✚
|
0.0 | |
|
Bill Losey Retirement Solutions LLC
✚
|
NY | 0.0 |
|
RSD Advisors LLC
✚
|
NY | 0.0 |
|
Qapital Invest LLC
✚
|
NY | 0.0 |
|
FBD Asset Mgmt LLC
✚
|
MN | 0.0 |