Search
⚲

Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Saba Capital Management LP	[2024-06-30]	SOLE	176,099.0	181,093.0
Aristides Capital LLC	[2024-06-30]	SOLE	136,118.0	136,118.0
Bard Associates Inc	[2024-06-30]	SOLE	0.0	126,569.0
Almitas Capital LLC	[2024-06-30]	SOLE	116,622.0	116,622.0
Thomas J Herzfeld Advisors Inc	[2024-06-30]	SOLE	56,306.0	56,306.0
Commonwealth Equity Services LLC	[2024-06-30]	SOLE	0.0	48,169.0
Morgan Stanley	[2024-06-30]	DFND	2.0	33,318.0
Allspring Global Investments Holdings, LLC	[2024-06-30]	DFND	29,856.0	29,856.0
Rockefeller Capital Management L.P.	[2024-06-30]	DFND	25,246.0	25,246.0
Cannell Capital LLC	[2024-06-30]	SOLE	20,390.0	20,390.0
Wells Fargo & Company/MN	[2024-06-30]	DFND	1.0	18,069.0
DA Davidson & Co	[2024-06-30]	SOLE	17,121.0	17,121.0
Concorde Asset Management LLC	[2024-06-30]	SOLE	0.0	10,600.0
Cambridge Investment Research Advisors Inc	[2024-06-30]	SOLE	0.0	9,693.0
Zimmer Partners LP	[2024-06-30]	SOLE	9,611.0	9,611.0
JW Cole Advisors Inc	[2024-06-30]	SOLE	0.0	6,798.0
Osaic Holdings Inc	[2024-06-30]	DFND	0.0	6,701.0
Raymond James & Associates	[2024-06-30]	SOLE	0.0	6,243.0
Blue Bell Private Wealth Management LLC	[2024-06-30]	SOLE	2,335.0	2,372.0
Royal Bank of Canada	[2024-06-30]	DFND	2,082.0	2,082.0
UBS Group AG	[2024-06-30]	DFND	0.0	1,633.0
Harbor Investment Advisory LLC	[2024-06-30]	SOLE	553.0	553.0
SIT Investment Associates Inc	[2024-06-30]	SOLE	0.0	349.0
International Assets Investment Management LLC	[2024-06-30]	SOLE	0.0	339.0
Loring Wolcott & Coolidge Fiduciary Advisors Llp/Ma	[2024-06-30]	SOLE	0.0	225.0
Avior Wealth Management LLC	[2024-06-30]	SOLE	0.0	101.0
Quadrant Capital Group LLC	[2024-06-30]	SOLE	0.0	71.0
FMR LLC	[2024-06-30]	DFND	1.0	1.0
Concourse Financial Group Securities Inc	[2024-06-30]	SOLE	0.0	0.0
Prev | Page 1 | Next

{"search": "/search", "clicked": "/clicked", "portfolio_add": "/portfolio-add", "portfolio_remove": "/portfolio-remove", "portfolio_create": "/portfolio-create", "portfolio_activate": "/portfolio-activate", "portfolio_delete": "/portfolio-delete", "portfolio_rename": "/portfolio-rename", "portfolio_color": "/portfolio-color", "home_filter": "/home-filter", "htmlspeed": "/htmlspeed", "add_tag_firm": "/add-tag-firm", "add_tag_click": "/add-tag-click", "copy_aum": "/copy-aum", "stripe_checkout": "/stripe-checkout", "update_card": "/update-card"}

{"uid": 122268025, "pid": -1, "pid_a": [], "name": "", "email": "", "blacklist_f": false, "paywall_f": false, "paywall_n": 0, "random_n": 0}

False

166272519