|
⚲
|
| Merrill Lynch Pierce Fenner & Smith Incorporated
✚
|
|
|---|---|
| CRD # | 7691 |
| SEC # | 801-14235 |
| CIK # | 0000728612 |
| AUM | $1,093.7 BB (2023-03-22) |
| Employees | 34,906 (74% Investors, 80% Brokers) |
| Phone | 800-637-7455 |
| Address | One Bryant Park New York, NY 10036 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 26.9 | |
| MSFT | 1,918.2 | 23.6 | |
| AMZN | 1,093.0 | 11.8 | |
| NVDA | 399.6 | 8.8 | |
| JPM | 340.2 | 8.5 | |
| GOOGL | 1,475.1 | 7.7 | |
| AVGO | 201.3 | 6.7 | |
| XOM | 385.5 | 6.3 | |
| V | 419.3 | 5.8 | |
| PG | 338.1 | 5.6 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,329,656 | 506.6 |
| (b) Individuals (high net worth individuals) | 130,548 | 606.6 |
| (c) Banking or thrift institutions | 16 | 0.2 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1,027 | 28.8 |
| (h) Charitable organizations | 5,339 | 28.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 10 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 36,319 | 113.1 |
| (n) Other | 0 | 0.0 |
| Total | 2,825,602 | 1,283.8 |
| By Discretionary | ||
| Discretionary | 756,412 | 363.4 |
| Non-Discretionary | 2,069,190 | 920.4 |
| Total | 2,825,602 | 1,283.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 19.4 | |
| United States Persons | 1,264.4 | |
| Total | 2,825,602 | 1,283.8 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000728612] | |
| 3 | [0000728612] | |
| 4 | [0000728612] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Charles Schwab Investment Management Inc
✚
|
CA | 782.6 |
|
Edward D Jones & Co LP
✚
|
MO | 593.1 |
|
Managed Account Advisors LLC
✚
|
NJ | 576.3 |
|
Wells Fargo Clearing Services LLC
✚
|
MO | 524.9 |
|
Dodge & Cox
✚
|
CA | 322.9 |
|
Vanguard Advisers Inc
✚
|
PA | 299.2 |
|
Lord Abbett & Co LLC
✚
|
NJ | 211.2 |
|
John Hancock Investment Management LLC
✚
|
MA | 181.8 |
|
Fisher Asset Management LLC
✚
|
TX | 173.4 |
|
Schroder Investment Management North America Inc
✚
|
NY | 171.3 |