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| Morgan Stanley Smith Barney LLC
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| CRD # | 149777 |
| SEC # | 801-70103 |
| CIK # | 0001466170 |
| AUM | $1,650.0 B (2025-07-21) |
| Employees | 29,200 (45% Investors, 96% Brokers) |
| Phone | 914-225-5510 |
| Address | 2000 Westchester Avenue Purchase, NY 10577-2530 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001466170 |
| Sector | Form 13F Holdings | Value ($T) | |
|---|---|---|---|
| Microsoft Corp | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Apple Inc | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| VISA Inc | 0.0 | ||
| Tesla Motors Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Lilly Eli & Co | 0.0 | ||
| Netflix Inc | 0.0 | ||
| Costco Wholesale Corp /NEW | 0.0 | ||
| Mastercard Inc | 0.0 | ||
| Wal Mart Stores Inc | 0.0 | ||
| Procter & Gamble Co | 0.0 | ||
| Home Depot Inc | 0.0 | ||
| Exxon Mobil Corp | 0.0 | ||
| AbbVie Inc | 0.0 | ||
| Johnson & Johnson | 0.0 | ||
| Uber Technologies Inc | 0.0 | ||
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| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,448,796 | 1,075.4 |
| (b) Individuals (high net worth individuals) | 34,704 | 418.6 |
| (c) Banking or thrift institutions | 3,763 | 5.5 |
| (d) Investment companies | 2 | 0.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 9,763 | 56.2 |
| (h) Charitable organizations | 38,528 | 74.2 |
| (i) State or municipal government entities | 1,386 | 6.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1,034 | 4.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1,711 | 9.3 |
| (n) Other | 73 | 0.0 |
| Total | 2,539,760 | 1,650.0 |
| By Discretionary | ||
| Discretionary | 2,012,615 | 1,196.4 |
| Non-Discretionary | 527,145 | 453.6 |
| Total | 2,539,760 | 1,650.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 54.0 | |
| United States Persons | 1,596.0 | |
| Total | 2,539,760 | 1,650.0 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0001466170] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Morgan Stanley Smith Barney LLC
✚
|
NY | 1,650.0 |
|
Morgan Stanley Investment Management Inc
✚
|
NY | 619.2 |
|
Morgan Stanley Investment Management Limited
✚
|
165.3 | |
|
Morgan Stanley AIP GP LP
✚
|
PA | 38.7 |
|
MS Capital Partners Adviser Inc
✚
|
NY | 34.4 |
|
Morgan Stanley Infrastructure Inc
✚
|
NY | 17.2 |
|
MSREF Real Estate Advisor Inc
✚
|
NY | 11.1 |
|
Morgan Stanley Investment Management Company
✚
|
10.1 | |
|
Morgan Stanley Private Equity Asia Inc
✚
|
NY | 2.2 |
|
MSRESS III Manager LLC
✚
|
NY | 0.0 |
|
Morgan Stanley Smith Barney Venture Services LLC
✚
|
NY | 0.0 |
|
MSREF V LLC
✚
|
NY | 0.0 |
|
Morgan Stanley Real Estate Advisor Inc
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Merrill Lynch Pierce Fenner & Smith Incorporated
✚
|
NY | 1,511.1 |
|
Fidelity Personal and Workplace Advisors LLC
✚
|
MA | 818.8 |
|
UBS Financial Services Inc
✚
|
NJ | 808.8 |
|
LPL Financial LLC
✚
|
SC | 618.9 |
|
Ameriprise Financial Services LLC
✚
|
MN | 564.6 |
|
Envestnet Asset Management Inc
✚
|
IL | 532.2 |
|
Mitsubishi UFJ Trust and Banking Corporation
✚
|
384.0 | |
|
Raymond James Financial Services Advisors Inc
✚
|
FL | 344.9 |
|
Financial Engines Advisors LLC
✚
|
CA | 292.9 |
|
RBC Capital Markets LLC
✚
|
NY | 260.0 |