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| Morgan Stanley Smith Barney LLC
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|---|---|
| CRD # | 149777 |
| SEC # | 801-70103 |
| CIK # | 0001466170 |
| AUM | $1,402.4 BB (2024-08-28) |
| Employees | 29,300 (44% Investors, 89% Brokers) |
| Phone | 914-225-5510 |
| Address | 2000 Westchester Avenue Purchase, NY 10577-2530 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001466170 | |
| / | |
| Sector | Form 13F Holdings | Cap ($TT) | Value ($TT) |
|---|---|---|---|
| Microsoft Corp | 1.9 | 0.1 | |
| Apple Inc | 2.4 | 0.0 | |
| Nvidia Corp | 0.4 | 0.0 | |
| Amazon Com Inc | 1.1 | 0.0 | |
| Alphabet Inc | 1.5 | 0.0 | |
| Facebook Inc | 0.4 | 0.0 | |
| J P Morgan Chase & Co | 0.3 | 0.0 | |
| Alphabet Inc | 1.5 | 0.0 | |
| VISA Inc | 0.4 | 0.0 | |
| Lilly Eli & Co | 0.3 | 0.0 | |
| Broadcom Inc | 0.2 | 0.0 | |
| UnitedHealth Group Inc | 0.5 | 0.0 | |
| Costco Wholesale Corp /NEW | 0.2 | 0.0 | |
| Tesla Motors Inc | 0.7 | 0.0 | |
| Procter & Gamble Co | 0.3 | 0.0 | |
| Exxon Mobil Corp | 0.4 | 0.0 | |
| Uber Technologies Inc | 0.0 | 0.0 | |
| Mastercard Inc | 0.3 | 0.0 | |
| Home Depot Inc | 0.3 | 0.0 | |
| Thermo Fisher Scientific Inc | 0.2 | 0.0 | |
| AbbVie Inc | 0.3 | 0.0 | |
| Johnson & Johnson | 0.5 | 0.0 | |
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| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,325,223 | 926.0 |
| (b) Individuals (high net worth individuals) | 27,844 | 335.4 |
| (c) Banking or thrift institutions | 3,291 | 4.9 |
| (d) Investment companies | 3 | 5.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 9,342 | 45.5 |
| (h) Charitable organizations | 36,383 | 67.7 |
| (i) State or municipal government entities | 1,204 | 4.8 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 982 | 3.8 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1,448 | 8.5 |
| (n) Other | 63 | 0.0 |
| Total | 2,405,783 | 1,402.4 |
| By Discretionary | ||
| Discretionary | 1,889,992 | 1,009.8 |
| Non-Discretionary | 515,791 | 392.6 |
| Total | 2,405,783 | 1,402.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 46.0 | |
| United States Persons | 1,356.4 | |
| Total | 2,405,783 | 1,402.4 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0001466170] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Morgan Stanley Smith Barney LLC
✚
|
NY | 1,402.4 |
|
Morgan Stanley Investment Management Inc
✚
|
NY | 535.0 |
|
Morgan Stanley Investment Management Limited
✚
|
165.9 | |
|
Morgan Stanley AIP GP LP
✚
|
PA | 34.2 |
|
MS Capital Partners Adviser Inc
✚
|
NY | 27.3 |
|
Morgan Stanley Infrastructure Inc
✚
|
NY | 16.5 |
|
Morgan Stanley Investment Management Company
✚
|
12.2 | |
|
MSREF Real Estate Advisor Inc
✚
|
NY | 11.5 |
|
Morgan Stanley Private Equity Asia Inc
✚
|
NY | 3.0 |
|
MSRESS III Manager LLC
✚
|
NY | 0.0 |
|
Morgan Stanley Smith Barney Venture Services LLC
✚
|
NY | 0.0 |
|
MSREF V LLC
✚
|
NY | 0.0 |
|
Morgan Stanley Real Estate Advisor Inc
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Merrill Lynch Pierce Fenner & Smith Incorporated
✚
|
NY | 1,271.6 |
|
Fidelity Personal and Workplace Advisors LLC
✚
|
MA | 818.8 |
|
UBS Financial Services Inc
✚
|
NJ | 702.4 |
|
Ameriprise Financial Services LLC
✚
|
MN | 479.8 |
|
LPL Financial LLC
✚
|
SC | 463.5 |
|
Envestnet Asset Management Inc
✚
|
IL | 426.1 |
|
Mitsubishi UFJ Trust and Banking Corporation
✚
|
396.4 | |
|
Raymond James Financial Services Advisors Inc
✚
|
FL | 275.4 |
|
Financial Engines Advisors LLC
✚
|
CA | 270.8 |
|
Voya Investment Management Co LLC
✚
|
NY | 241.8 |