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| Morgan Stanley Smith Barney LLC
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|---|---|
| CRD # | 149777 |
| SEC # | 801-70103 |
| CIK # | 0001466170 |
| AUM | $1,185.1 BB (2023-03-30) |
| Employees | 26,500 (57% Investors, 84% Brokers) |
| Phone | 914-225-5510 |
| Address | 2000 Westchester Avenue Purchase, NY 10577-2530 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001466170 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Microsoft Corp | 1,918.2 | 34.7 | |
| Apple Inc | 2,382.8 | 33.1 | |
| Amazon Com Inc | 1,093.0 | 14.1 | |
| VISA Inc | 419.3 | 11.3 | |
| Alphabet Inc | 1,475.1 | 10.5 | |
| J P Morgan Chase & Co | 340.2 | 7.9 | |
| Nvidia Corp | 399.6 | 7.5 | |
| Alphabet Inc | 1,482.6 | 7.2 | |
| UnitedHealth Group Inc | 477.0 | 7.1 | |
| Thermo Fisher Scientific Inc | 209.7 | 6.7 | |
| Procter & Gamble Co | 338.1 | 6.6 | |
| Johnson & Johnson | 465.6 | 6.2 | |
| Mastercard Inc | 309.6 | 6.1 | |
| Exxon Mobil Corp | 385.5 | 5.6 | |
| Uber Technologies Inc | 43.4 | 5.4 | |
| Home Depot Inc | 277.6 | 5.2 | |
| Danaher Corp /DE/ | 183.1 | 5.2 | |
| Chevron Corp | 294.6 | 5.1 | |
| AbbVie Inc | 269.5 | 5.0 | |
| Accenture PLC | 179.5 | 4.9 | |
| Coca Cola Co | 270.0 | 4.9 | |
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| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,059,075 | 843.2 |
| (b) Individuals (high net worth individuals) | 26,962 | 327.2 |
| (c) Banking or thrift institutions | 3,092 | 4.7 |
| (d) Investment companies | 2 | 13.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 6,312 | 13.1 |
| (h) Charitable organizations | 6,380 | 1.1 |
| (i) State or municipal government entities | 3,642 | 9.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1,642 | 1.9 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 28,431 | 98.4 |
| (n) Other | 103 | 0.0 |
| Total | 2,129,899 | 1,311.9 |
| By Discretionary | ||
| Discretionary | 1,628,722 | 913.2 |
| Non-Discretionary | 501,177 | 398.7 |
| Total | 2,129,899 | 1,311.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 40.0 | |
| United States Persons | 1,271.9 | |
| Total | 2,129,899 | 1,311.9 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0001466170] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Morgan Stanley Smith Barney LLC
✚
|
NY | 1,185.1 |
|
Morgan Stanley Investment Management Inc
✚
|
NY | 490.6 |
|
Morgan Stanley Investment Management Limited
✚
|
212.9 | |
|
Morgan Stanley AIP GP LP
✚
|
PA | 30.4 |
|
Morgan Stanley Investment Management Company
✚
|
25.6 | |
|
MS Capital Partners Adviser Inc
✚
|
NY | 23.2 |
|
Morgan Stanley Infrastructure Inc
✚
|
NY | 15.7 |
|
MSREF Real Estate Advisor Inc
✚
|
NY | 12.4 |
|
Morgan Stanley Private Equity Asia Inc
✚
|
NY | 3.8 |
|
MSRESS III Manager LLC
✚
|
NY | 0.1 |
|
MSREF V LLC
✚
|
NY | 0.1 |
|
Morgan Stanley Smith Barney Venture Services LLC
✚
|
NY | 0.0 |
|
Morgan Stanley Real Estate Advisor Inc
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
AE Wealth Management LLC
✚
|
KS | 1,924.9 |
|
Fidelity Personal and Workplace Advisors LLC
✚
|
MA | 652.5 |
|
UBS Financial Services Inc
✚
|
NJ | 600.8 |
|
Mitsubishi UFJ Trust and Banking Corporation
✚
|
431.2 | |
|
Ameriprise Financial Services LLC
✚
|
MN | 414.4 |
|
LPL Financial LLC
✚
|
SC | 368.0 |
|
Envestnet Asset Management Inc
✚
|
IL | 346.8 |
|
Raymond James Financial Services Advisors Inc
✚
|
FL | 245.2 |
|
Financial Engines Advisors LLC
✚
|
CA | 242.0 |
|
Voya Investment Management Co LLC
✚
|
NY | 236.7 |