Thornburg Investment Management Inc

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Assets, Funds, Holdings

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Thornburg Investment Management Inc
CRD #106357
SEC #801-17853
CIK #0000816153, 0001145020
AUM $45.3 B (2025-04-23)
Employees 219 (19% Investors, 57% Brokers)
Phone505-467-7283
Address2300 North Ridgetop Road
Santa Fe, NM 87506
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram]
Total AUM ($B)
1008060402002000200820172026
Sector Form 13F Holdings Value ($B)
AT&T Inc 0.8
Broadcom Inc 0.7
Citigroup Inc 0.7
Merck & Co Inc 0.4
CME Group Inc 0.3
AXA Equitable Holdings Inc 0.3
Pfizer Inc 0.3
Transcanada Corp 0.2
Home Depot Inc 0.2
Cisco Systems Inc 0.2
View All
Holdings by Sector ($B)
604836241202012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
RE TREV 2021 EIV LLC [2023-03-31] 3.8 3.3
Other Thornburg Multisector Opportunistic Fund QP LLC [2015-03-31] 30.3 0.0
Other Thornburg Developing World Fund 2014-03-26 67.5
Other Thornburg Developing World Fund QP LLC [2014-03-26] 204.8 0.0
Other Thornburg Global Equity Ex-US Fund 2014-03-26 6.3
Other Thornburg Global Equity Income Fund 2014-03-26 2.8
Other Thornburg Global Opportunities Fund 2014-03-26 6.6
Other Thornburg Investment Income Builder Fund 2014-03-26 3.1
Other Thornburg International Equity Fund QP LLC 2012-03-29 36.7
HF Thornburg Partners Fund LP [2012-03-29] 28.8 46.2
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 255 0.8
(b) Individuals (high net worth individuals) 304 0.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 20 41.6
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 27 1.2
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 9 0.0
(i) State or municipal government entities 2 0.4
(j) Other investment advisers 18 0.3
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 53 0.4
(n) Other 17 0.1
Total 705 45.3
By Discretionary
Discretionary 705 45.3
Non-Discretionary 0 0.0
Total 705 45.3
By Non-United States Persons
Non-United States Persons 0.9
United States Persons 44.3
Total 705 45.3
Limited Partners2011 - 2025
New Hampshire Retirement System
Ohio Police & Firefighters
Teachers' Retirement System of the City of New York
Form D Directors # Filings # Firms 2011 - 2025
Nimish Bhatt 12
Thornburg Investment Management Inc 5
Brian McMahon 5
NA Thornburg Investment Management Inc 4
Garrett Thornburg 2
Bettie Kroutil 2
Jason Brady 2
Thornburg Real Estate Ventures LLC 1
Carolyn Dobbs 1
NA Thronburg Investment Management Inc 1
View All
EDGAR Form CIK 2011 - 2025
D [0000816153]
13F-HR [0001145020]
SC 13G [0001145020]
Form 13D/13G Filer Form 13D/13G Subject Filed
Thornburg Investment Management Inc Chimera Investment Corp [2025-02-06]
Thornburg Investment Management Inc SLR Investment Corp [2025-02-06]
Thornburg Investment Management Inc Chimera Investment Corp [2024-02-09]
Thornburg Investment Management Inc SLR Investment Corp [2024-02-09]
Thornburg Investment Management Inc Chimera Investment Corp [2023-02-13]
Thornburg Investment Management Inc SLR Investment Corp [2023-02-13]
Thornburg Investment Management Inc Apollo Investment Corp [2021-02-09]
Thornburg Investment Management Inc MFA Financial Inc [2021-02-09]
Thornburg Investment Management Inc Solar Capital Ltd [2021-02-09]
Thornburg Investment Management Inc Chimera Investment Corp [2021-02-09]
View All
Comparable Firms State AUM ($B)
Cohen & Steers Capital Management Inc
NY 81.0
Mesirow Financial Investment Management Inc
IL 43.4
Cerity Partners OCIO LLC
NY 17.3
Waverly Advisors LLC
AL 16.1
Ancora Advisors LLC
OH 4.5
True North Advisors LLC
TX 4.5
Family Management Corporation
NY 4.4
Proficio Capital Partners LLC
MA 4.0
Altes Capital LLC
NY 3.1
Cantor Fitzgerald Investment Advisors LP
NY 2.4
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